JOB: Elevate | Associate- Legal Operations | Remote | PQE: 3 years

Job Opening: Elevate

Job Role: Associate- Legal Operations

Location: Remote

PQE: 3 years

Specifically, you will:

Perform tasks as assigned in accordance with the compliance program, including monthly, quarterly, and “as needed” tasks.
Document work performed to support conclusions reached including the identification of root causes for breaches of local law, regulation policy, and/or internal control deficiencies.
Conduct email review oversight and target sampling.
Manage weekly exception reports production and review.
Interact with the customer on a daily/periodic basis and report on the task as per defined timelines.
Assist in the preparation and completion of an annual compliance risk assessment.
Report to management both verbally and through written reports in Excel, Word, and PowerPoint by collecting, analyzing, and summarizing information.
Escalate potential issues and exception items noted during the review process to management.
Maintain and update internal as well as customer documents and compliance logs (e.g., compliance risk and control matrix).
Organize and maintain the group’s document depository system.
Participate in Compliance team meetings as directed.
Work efficiently to complete assigned tasks timely.
Perform ad hoc compliance and legal tasks as assigned by the customers for the first time.

Skills for Success:

Passion for delivering first-class customer service.
Excellent focus and a high level of attention to detail.
Ability to demonstrate a fundamental knowledge of regulatory requirements in the financial services industry.
Zeal to build knowledge and develop a strong understanding of financial markets and the regulatory climate.
Individuals who are highly motivated, and intelligent, and have demonstrated excellence in prior endeavors.
Proven ability to work in a client-centric, deadline-driven environment.
Strong PC skills, including extensive experience with MS Excel and MS PowerPoint.
Ability to interact with the customer independently. Ability to present well on the phone and in virtual conference calls.
Good transition and project management abilities.
Quick learning and adapting to change quickly and understanding of how to make processes more efficient.
Ability to write clearly and concisely, taking into consideration different audiences and attention spans.
Strong attention to detail in all job functions and ability to use sound judgment in decision-making.
Strong analytical, organizational, interpersonal, verbal, and written communication skills.

Qualifications:

Experience Required:

Apply here