JOB: Elevate | Compliance Analyst | Gurgaon | PQE: 1-3 years

Job Opening: Elevate

Job Role: Compliance Analyst

Location: Gurgaon

PQE: 1-3 years

Responsibilities & QualificationsSpecifically, you will

You might be required to handle various compliance programs, including third-party due diligence review, Sarbanes Oxley, conflict of interest, name screening, PEP, and PIP check.
Review documentation for customer accounts evaluates high-risk accounts and analyze customer processes and policies.
Participate in meetings with the customer from time to time.
Support periodic and specific reporting requirements

Experience

1-3 years of experience in KYC, due diligence, surveillance, market abuse, or compliance.
Experience in supporting various compliance programs, including third-party due diligence review, Sarbanes Oxley, conflict of interest, and gifts & entertainment.
Experience in managing data and metrics reporting.
Experience in legal workflow technology tools.
Compliance process improvement experience.

Skills For Success

Strong Know Your Customer, third-party due diligence processing knowledge.
Possesses Excel, Outlook, and Smartsheet knowledge.
Understanding of Excel pivot tables, VLOOKUP, and conditional formatting.
Are detail oriented.
Have strong investigation skills.
Have a low threshold for risk.
Not afraid to ask questions and are determined in finding the answers you need.
Possess strong problem-solving skills. Are comfortable in a fast-paced, rapidly changing work environment.
Have experience working with Due Diligence programs.
Experience creating technical compliance workflows and detailed playbooks.
Can identify and implement cost-saving measures.
Able to assist in developing and implementing processes to mitigate risks.
Able to support new compliance technology implementations.
Knowledge of FCPA, UK Bribery Act, and SEC compliance policies.
Holds a bachelor’s degree (Law preferable).
Preferably having knowledge of FCPA, UK Bribery Act, and SEC compliance policies.

Qualifications

Apply here